Frederic David Levy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frederic David Levy, a licensed Responsible Officer with CE reference ARJ654. Currently licensed at 1 firm(s): Epigen Group (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Epigen Group (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2021-11-16 | present |
| Epigen Group (Hong Kong) Limited | RO | Type 9 — Asset management | 2021-11-16 | present |
| Altitude Principle Advisory Limited |
RO | Type 9 — Asset management | 2014-12-01 | 2020-05-25 |
| Altitude Principle Advisory Limited |
Rep | Type 9 — Asset management | 2014-10-06 | 2014-12-01 |
| Golden Full Asset Management Limited 金富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-04-03 | 2014-08-11 |
| Golden Full Asset Management Limited 金富資產管理有限公司 |
RO | Type 9 — Asset management | 2014-04-03 | 2014-08-11 |
| Altitude Principle Advisory Limited |
RO | Type 9 — Asset management | 2011-03-16 | 2012-10-23 |
| Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-27 | 2009-06-30 |
| Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-27 | 2009-06-30 |