Pauline Tong
唐寶琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pauline Tong (唐寶琳), a licensed Representative with CE reference AFK529. Currently licensed at 2 firm(s): Avenue Investment Management Limited, Avenue Family Office Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avenue Investment Management Limited 道信投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2025-05-06 | present |
| Avenue Investment Management Limited 道信投資管理有限公司 |
Rep | Type 9 — Asset management | 2025-05-06 | present |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-02 | present |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-02 | present |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 9 — Asset management | 2017-05-02 | present |
| Avenue Asset Management Limited 道信資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-02 | 2022-06-05 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-05-02 | 2022-06-05 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-14 | 2017-03-17 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-14 | 2017-03-17 |
| Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2005-06-24 | 2009-08-31 |
| Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2005-06-24 | 2009-08-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-27 |