Johann Choi
蔡宗瀚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johann Choi (蔡宗瀚), a licensed former licensee with CE reference APG559. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-22 | 2008-08-18 |
| Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-03 | 2008-08-18 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-17 | 2007-11-06 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-17 | 2007-11-06 |