Allister George Morrison

CE No. ABB808 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allister George Morrison (), a licensed former licensee with CE reference ABB808. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 — Dealing in securities 2010-06-09 2015-01-16
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 1 — Dealing in securities 2010-06-09 2012-01-31
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 4 — Advising on securities 2010-06-09 2015-01-16
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 6 — Advising on corporate finance 2010-06-09 2015-01-16
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
RO Type 1 — Dealing in securities present 2007-04-04
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
RO Type 4 — Advising on securities present 2007-04-04
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
RO Type 6 — Advising on corporate finance present 2007-04-04
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
RO Type 7 — Providing automated trading services present 2007-04-04

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