Terence Francois Keyes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Terence Francois Keyes, a licensed Responsible Officer with CE reference ACO819. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-02-26 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-02-26 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-21 | 2010-02-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-09-21 | 2010-02-26 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2008-09-24 | 2009-06-25 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2008-09-24 | 2009-06-25 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2008-09-24 | 2009-06-25 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2008-09-24 | 2009-06-25 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2008-09-24 | 2009-06-25 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2008-09-24 | 2009-06-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2008-07-24 | 2008-09-24 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2008-07-24 | 2008-09-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-07-03 | 2008-09-24 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2008-07-03 | 2008-09-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2008-07-03 | 2008-09-24 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2008-07-03 | 2008-09-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2007-02-06 | 2008-06-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-02-06 | 2008-06-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-02-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2007-02-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-11 |