David Nicholas Ainsworth
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Nicholas Ainsworth ( ), a licensed former licensee with CE reference ACA981. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dragon Capital Management (HK) Limited |
Rep | Type 4 — Advising on securities | 2016-08-15 | 2021-08-31 |
| Aletheia Analyst Network Limited |
Rep | Type 4 — Advising on securities | 2013-06-24 | 2016-05-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-30 | 2011-11-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-05-15 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | present | 2008-05-15 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2008-05-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2008-05-15 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | present | 2008-05-15 |