Dragon Capital Management (HK) Limited

CE No. AQE643 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dragon Capital Management (HK) Limited (), a Hong Kong-based licensed corporation with CE reference AQE643. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 7 (total recorded over time: 14). Earliest licence on file: 2008-01-28.

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Registered address

Unit 2406, 24/F, 9 Queen's Road Central

Licence history

Activity	From	To
Type 4 — Advising on securities	2008-01-28	present
Type 9 — Asset management	2009-06-05	present

Licensed staff (all-time) (14)
Active on date

4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Juerg Christoph Fritschi	RO 4, 9 Rep 4	2019-02	2020-09
Maria Shuk Man Leung 梁淑敏	RO 4, 9	2008-01	2024-08
Tung Kim Nguyen	RO 4	2008-01	2009-06
Sui Yang Phang 彭修阳	RO 4, 9	2024-08	Present
Raymond Peter Ryder	RO 4, 9	2008-01	2010-08
Beat Schurch	RO 4, 9	2014-04	Present
Dominic Timothy Charles Scriven	RO 4, 9	2010-08	Present
Sze Ki Yeung 楊詩琪	RO 4, 9 Rep 4, 9	2021-07	Present
David Nicholas Ainsworth	Rep 4	2016-08	2021-08
Martin Boldt-Christmas	Rep 9	2015-07	2017-01
Ailsa Ross Cuthbert	Rep 4, 9	2017-09	Present
Kenji Hamada	Rep 4, 9	2017-11	Present
William Field Ross	Rep 4, 9	2025-12	Present
Andrew Charles Spence	Rep 9	2015-07	2017-01