Olivier Pierre Faure

CE No. AHK081 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Olivier Pierre Faure (), a licensed former licensee with CE reference AHK081. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
UBS Derivatives Hong Kong Limited Rep Type 2 — Dealing in futures contracts 2011-07-06 2013-01-25
UBS Securities Asia Limited Rep Type 2 — Dealing in futures contracts 2011-07-06 2013-01-25
UBS Securities Asia Limited Rep Type 1 — Dealing in securities 2011-05-11 2013-01-25
UBS Securities Hong Kong Limited Rep Type 1 — Dealing in securities 2011-05-11 2013-01-25
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 1 — Dealing in securities 2009-04-30 2009-05-25
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 1 — Dealing in securities 2007-06-08 2008-11-24
Macquarie Equities (Asia) Limited
麥格理證券(亞洲)有限公司
Rep Type 1 — Dealing in securities present 2008-11-24
Macquarie Equities (Asia) Limited
麥格理證券(亞洲)有限公司
Rep Type 4 — Advising on securities present 2004-01-21
Macquarie Equities (Asia) Limited
麥格理證券(亞洲)有限公司
Rep Type 6 — Advising on corporate finance present 2004-01-21
Macquarie Equities (Asia) Limited
麥格理證券(亞洲)有限公司
Rep Type 9 — Asset management present 2004-01-21

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