Olivier Pierre Faure
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Olivier Pierre Faure ( ), a licensed former licensee with CE reference AHK081. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2011-07-06 | 2013-01-25 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2011-07-06 | 2013-01-25 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-05-11 | 2013-01-25 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2011-05-11 | 2013-01-25 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-30 | 2009-05-25 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-08 | 2008-11-24 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-11-24 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-21 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-21 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-21 |