Anthony Joseph Peregrine Constable
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Joseph Peregrine Constable ( ), a licensed former licensee with CE reference BFY119. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2018-03-05 | 2018-03-15 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2016-11-14 | 2016-11-20 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-11-14 | 2016-11-20 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2016-11-14 | 2016-11-20 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2016-11-14 | 2016-11-20 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2016-05-05 | 2016-05-11 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-05-05 | 2016-05-11 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2016-05-05 | 2016-05-11 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2016-05-05 | 2016-05-11 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2015-08-05 | 2015-08-14 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2015-08-05 | 2015-08-14 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2015-08-05 | 2015-08-14 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2015-08-05 | 2015-08-14 |