Maxime Nicolas Bruno Cordonnier
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maxime Nicolas Bruno Cordonnier ( ), a licensed former licensee with CE reference AOG766. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-07-22 | 2016-07-18 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2015-07-22 | 2016-07-18 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2015-07-22 | 2016-07-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2013-07-22 | 2015-06-30 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2013-07-22 | 2015-06-30 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2013-07-22 | 2015-06-30 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-09-19 | 2013-04-18 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2011-09-19 | 2013-04-18 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2011-09-19 | 2013-04-18 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2011-09-19 | 2013-04-18 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2011-06-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-06 | 2011-06-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2006-12-06 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-06 | 2011-06-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-12-06 | 2011-06-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2006-12-06 | 2011-06-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2006-12-06 | 2010-12-06 |