Chao (SFC:BDI755) Chen
陳超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chao (SFC:BDI755) Chen (陳超), a licensed former licensee with CE reference BDI755. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2014-04-28 | 2014-10-25 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2014-04-28 | 2014-10-25 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2014-04-28 | 2014-10-25 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2014-04-28 | 2014-10-25 |