David Paul Gray
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Paul Gray ( ), a licensed former licensee with CE reference AOV336. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2015-12-02 | 2016-03-15 |
| State Street Securities Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2015-12-02 | 2016-03-15 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-11-08 | 2014-03-31 |
| Parry International Trading Limited | RO | Type 1 — Dealing in securities | 2011-12-01 | 2012-06-01 |
| UBS Securities Asia Limited | RO | Type 2 — Dealing in futures contracts | 2010-10-15 | 2011-07-18 |
| UBS Derivatives Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2010-06-22 | 2011-07-18 |
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | 2007-07-16 | 2011-07-18 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2007-04-23 | 2007-07-16 |