State Street Securities Hong Kong Limited

CE No. BAN064 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for State Street Securities Hong Kong Limited, a Hong Kong-based licensed corporation with CE reference BAN064. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 11 (total recorded over time: 51). Earliest licence on file: 2013-04-22.

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Registered address

68/F, Two International Finance Centre, 8 Finance Street, Central

Licence history

Activity	From	To
Type 1 — Dealing in securities	2013-04-22	present
Type 2 — Dealing in futures contracts	2015-12-02	2016-04-28

Licensed staff (all-time) (51)
Active on date

1 Dealing in securities 2 Dealing in futures contracts

RO only

Name	Activities	First licensed	To
Stephen Justin Balogh	RO 1	2013-04	2015-06
Steven Chang 姜則文	RO 1	2018-03	2018-10
Edward Tze Loong Cheung 張澤龍	RO 1, 2	2015-12	2016-03
Jansen Wei Kwang Chua	RO 1 Rep 1	2013-10	2025-07
Richard William Leslie Gallagher	RO 1 Rep 1	2025-01	Present
Julia Lauren Gibson	RO 1 Rep 1	2022-05	Present
David Paul Gray	RO 1, 2	2015-12	2016-03
William Lin Chour Han 韓霖疇	RO 1 Rep 1	2013-04	Present
David Cameron Hunter	RO 1	2013-04	2017-10
Joohong Park	RO 1 Rep 1	2015-07	2024-12
Francesco Mario Squillacioti	RO 1	2013-04	2017-05
Yanxia Sun 孫雁霞	RO 1	2013-04	2015-06
Benjamin Kin Chung Tong 唐健聰	RO 1 Rep 1	2016-07	2021-12
Jason Barrett Wells	RO 1 Rep 1	2013-04	Present
Paul Robert York	RO 1 Rep 1	2013-04	2021-07
Xuening An 安雪宁	Rep 1	2024-11	Present
Wing Yan Marion Au 區頴恩	Rep 1	2018-11	Present
Yee Hang Alice Chan 陳綺珩	Rep 1	2020-11	Present
Kai Sing Chang 張凱熙	Rep 1	2013-04	2016-08
Chi Yu Cheng 鄭致裕	Rep 1	2014-07	2022-07
Beattie Cho 曹倩怡	Rep 1	2021-09	Present
Kaitlyn Shiyuet Choo 朱世悅	Rep 1	2015-10	2015-10
William Spencer Deboos	Rep 1	2023-02	2023-03
Ka Po Karen Diu 刁嘉寶	Rep 1	2015-10	2023-09
Roger Patrick Dunphy	Rep 1	2013-07	2019-02
Neil William Gallacher	Rep 1	2019-12	2019-12
Sean Carey Greaves	Rep 1	2014-09	2023-09
Jing (SFC:BVI784) He 何静	Rep 1	2024-09	Present
Robin James Kidman	Rep 1	2019-05	2019-08
Suet Ying Lily Vanessa Kwok 郭雪英	Rep 1	2013-04	2016-04
Ji Won Kwon 權知元	Rep 1	2023-02	2023-09
Libby Sze Nga Li 李詩雅	Rep 1	2015-01	2016-11
Yan Li 李嫣	Rep 1	2023-05	2024-05
Wenjiao Liu 劉文嬌	Rep 1	2017-03	2020-05
Wing Yee Luk 陸穎怡	Rep 1	2013-04	2014-11
Neil Vincent Lyons	Rep 1	2013-12	2016-02
Ka Lung Ma 馬家龍	Rep 1	2013-04	2016-05
Matthew Mac Arthur	Rep 1	2013-04	2026-03
Edgar Chi Ngai Ng 吳志毅	Rep 1	2013-04	2023-03
Hiu Wang Ng 伍曉宏	Rep 1	2026-04	Present
Tsz Ying Ng 吳梓楹	Rep 1	2025-11	2026-04
James Michael Nutton	Rep 1	2017-10	2022-07
Christopher Pang 彭俊傑	Rep 1	2017-09	2020-09
Wai Ling Tam 譚惠玲	Rep 1	2013-04	2019-02
Yu Hin Tang 鄧宇軒	Rep 1	2025-03	2025-09
Wai Ling Tse 謝惠玲	Rep 1	2013-04	2021-07
Yao (SFC:BQE051) Wu 吳嶢	Rep 1	2021-10	2024-06
Ho Yin Yenn 嚴浩然	Rep 1	2023-08	2023-09
Kok Wah Yip 葉國華	Rep 1	2013-04	2014-02
Xinning Yu 于馨宁	Rep 1	2024-10	Present
Xiaohui (SFC:BAN074) Zhang 張曉輝	Rep 1	2013-04	2017-10