Yan Li
李嫣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Li (李嫣), a licensed former licensee with CE reference AQM744. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CF Global (HK) Limited |
Rep | Type 1 — Dealing in securities | 2024-06-03 | 2026-05-13 |
| State Street Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2023-05-29 | 2024-05-31 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-01-18 | 2011-08-15 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-08 | 2009-10-12 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-03 | 2009-10-12 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-31 | 2008-09-27 |