James Michael Nutton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Michael Nutton, a licensed Representative with CE reference BKD201. Currently licensed at 1 firm(s): Vantage Capital Markets HK Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2022-11-01 | present |
| State Street Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2017-10-13 | 2022-07-26 |