Ho Yin Yenn
嚴浩然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yin Yenn (嚴浩然), a licensed former licensee with CE reference BQV110. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2023-08-29 | 2023-09-26 |
| Mouette Securities Company Limited 海盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-28 | 2022-06-15 |
| Mouette Securities Company Limited 海盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-28 | 2022-06-15 |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-09 | 2021-04-01 |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-09 | 2021-04-01 |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 9 — Asset management | 2021-03-09 | 2021-04-01 |