Christopher Gray
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Gray ( ), a licensed former licensee with CE reference AMH827. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zaaba Capital Limited | Rep | Type 9 — Asset management | 2018-08-21 | 2021-05-10 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-12-19 | 2017-10-28 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2016-12-19 | 2017-10-28 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-03-18 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2016-03-18 | 2017-10-28 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2016-03-18 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2005-08-01 | 2017-10-28 |