Christopher James Sidney O'Meara
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher James Sidney O'Meara ( ), a licensed former licensee with CE reference AFQ412. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | 2010-10-27 | 2014-04-10 |
| UBS Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2010-10-27 | 2014-04-10 |
| UBS Derivatives Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2010-10-27 | 2014-04-10 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2010-07-06 | 2010-10-27 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2010-07-06 | 2010-10-27 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2010-07-06 | 2014-04-10 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2010-07-06 | 2010-10-27 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-02-04 | 2010-03-30 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-11-28 | 2010-02-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-09 | 2010-03-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-09 | 2010-03-30 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-27 | 2008-09-29 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-27 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
RO | Type 1 — Dealing in securities | 2006-04-28 | 2006-11-27 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2006-04-28 | 2006-11-27 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-04-27 | 2008-09-29 |
| Lehman Brothers Futures Asia Limited |
RO | Type 2 — Dealing in futures contracts | 2005-04-27 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-06-03 | 2003-09-19 |
| Lehman Brothers Futures Asia Limited |
Rep | Type 7 — Providing automated trading services | 2003-06-03 | 2003-09-08 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-06-03 | 2003-09-04 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2003-04-24 | 2006-04-28 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-04-24 | 2006-04-28 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-04-24 | 2005-04-27 |
| Lehman Brothers Futures Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2003-04-24 | 2005-04-27 |