Emmanuel Pierre Marie Jean de Taffanel de la Jonquiere
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Emmanuel Pierre Marie Jean de Taffanel de la Jonquiere ( ), a licensed former licensee with CE reference BAE829. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2014-08-21 | 2014-09-02 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2014-08-21 | 2014-09-02 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2012-09-14 | 2014-09-02 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2012-09-14 | 2014-09-02 |