Navneet Kumar Bansal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Navneet Kumar Bansal, a licensed Responsible Officer with CE reference ANU797. Currently licensed at 2 firm(s): Merrill Lynch Far East Limited, Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2017-08-17 | present |
| Merrill Lynch Far East Limited | RO | Type 2 — Dealing in futures contracts | 2017-08-17 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-06-25 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-26 | 2017-08-17 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-06-25 | 2017-08-17 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-06-25 | 2010-08-26 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2009-05-27 | 2010-03-25 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2006-08-24 | 2010-03-25 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2006-08-24 | 2010-03-25 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2006-08-24 | 2010-03-25 |