Laurent Benoit Georges Combalot
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Laurent Benoit Georges Combalot ( ), a licensed former licensee with CE reference AHC015. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2016-12-19 | 2025-02-11 |
| UBS Securities Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2016-12-19 | 2025-02-11 |
| UBS Securities Hong Kong Limited | RO | Type 7 — Providing automated trading services | 2016-12-19 | 2025-02-11 |
| UBS Securities Hong Kong Limited | RO | Type 7 — Providing automated trading services | 2011-07-06 | 2016-12-18 |
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | 2009-05-06 | 2025-02-11 |
| UBS Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2009-05-06 | 2016-12-18 |
| UBS Securities Asia Limited | RO | Type 2 — Dealing in futures contracts | 2009-05-06 | 2025-02-11 |
| UBS Derivatives Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2009-05-06 | 2016-12-18 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2005-11-29 | 2009-05-06 |
| UBS Derivatives Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2005-07-08 | 2005-11-29 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2009-05-06 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | present | 2009-05-06 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-02-04 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-02-04 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2005-02-04 |