Keith Donald Donan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keith Donald Donan ( ), a licensed former licensee with CE reference AXG905. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citadel Asia Limited | RO | Type 9 — Asset management | 2023-07-31 | 2026-02-06 |
| Citadel Asia Limited | Rep | Type 9 — Asset management | 2023-03-06 | 2023-07-31 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2019-02-15 | 2023-01-13 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-12-19 | 2023-01-13 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-05-19 | 2023-01-13 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2011-05-19 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2011-05-19 | 2023-01-13 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2011-05-19 | 2014-03-14 |