Leng Teck Goh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leng Teck Goh ( ), a licensed former licensee with CE reference BDL305. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2015-09-18 | 2015-09-25 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2015-09-18 | 2015-09-25 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2015-09-18 | 2015-09-25 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2015-09-18 | 2015-09-25 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2015-08-03 | 2015-08-07 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2015-08-03 | 2015-08-07 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2015-08-03 | 2015-08-07 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2015-08-03 | 2015-08-07 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2014-05-27 | 2015-02-18 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2014-05-27 | 2015-02-18 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2014-05-27 | 2015-02-18 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2014-05-27 | 2015-02-18 |