Christopher Edward Davis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Edward Davis, a licensed Representative with CE reference AXD833. Currently licensed at 2 firm(s): UBS Securities Hong Kong Limited, UBS Securities Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 7 — Providing automated trading services. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Providing automated trading services →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-12-19 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2016-12-19 | present |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2016-12-19 | present |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-04-26 | present |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2011-04-26 | present |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2014-05-19 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2011-10-21 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2011-10-21 | 2016-12-18 |