John Martinus Coffeng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Martinus Coffeng ( ), a licensed former licensee with CE reference ADJ820. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2010-03-04 | 2010-09-06 |
| UBS Derivatives Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2009-06-10 | 2010-09-06 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2010-09-06 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | present | 2010-09-06 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | present | 2009-06-10 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2005-03-24 |
| UBS Derivatives Hong Kong Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-02-07 |
| UBS Securities Asia Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-02-04 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-02-04 |
| UBS Derivatives Hong Kong Limited | Rep | Type 9 — Asset management | present | 2005-02-07 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2005-02-04 |