Dennis Chih Chieh Chen
陳智傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Chih Chieh Chen (陳智傑), a licensed former licensee with CE reference APH886. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-12-19 | 2022-04-29 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2016-12-19 | 2022-04-29 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2015-06-19 | 2022-04-29 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2015-06-19 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2015-06-19 | 2022-04-29 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2015-06-19 | 2016-12-18 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-06 | 2015-05-14 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-03-06 | 2015-05-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-30 | 2012-05-17 |