Stephane Edouard Andre Guy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephane Edouard Andre Guy ( ), a licensed former licensee with CE reference ASP487. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-05-05 | 2012-10-25 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2011-05-05 | 2012-10-25 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2011-05-05 | 2012-10-25 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2011-05-05 | 2012-10-25 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-24 | 2009-06-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-03-24 | 2009-06-01 |