Peter Chu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Chu ( ), a licensed former licensee with CE reference AIR824. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-02 | 2022-11-24 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-01-02 | 2022-11-24 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2010-10-22 | 2015-04-15 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-10-22 | 2015-04-15 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-30 | 2010-10-22 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-03-30 | 2010-10-22 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2004-08-06 | 2007-02-23 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2004-08-06 | 2007-02-23 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2004-04-14 | 2007-02-23 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2004-04-14 | 2007-02-23 |
| Deutsche Futures Hong Kong Limited 德意志期貨香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-06-19 | 2004-04-07 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-04-07 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-07 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-08 |