Xisha Hu
胡錫莎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xisha Hu (胡錫莎), a licensed former licensee with CE reference ARA304. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-13 | 2025-04-26 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-08-13 | 2025-04-26 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-23 | 2018-08-13 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-23 | 2018-08-13 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-26 | 2017-07-17 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-06-26 | 2017-07-17 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-29 | 2017-06-25 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-29 | 2017-06-25 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-06-07 | 2013-06-01 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2008-05-14 | 2008-08-16 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2008-05-14 | 2008-08-16 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2008-05-14 | 2008-08-16 |