Rajesh Ramesh Melwani
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rajesh Ramesh Melwani ( ), a licensed former licensee with CE reference AEU252. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harbour Capital Management Limited |
RO | Type 9 — Asset management | 2018-04-04 | 2021-11-09 |
| Harbour Capital Management Limited |
Rep | Type 9 — Asset management | 2014-07-14 | 2018-04-04 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-26 | 2014-03-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-04-07 | 2014-03-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-04-07 | 2014-03-20 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-04-07 | 2010-08-26 |
| UBS Derivatives Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2009-03-13 | 2010-01-26 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2010-01-26 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | present | 2010-01-26 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | present | 2010-01-26 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | present | 2009-03-13 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2005-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 4 — Advising on securities | present | 2005-03-24 |
| UBS Derivatives Hong Kong Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-02-07 |
| UBS Securities Asia Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-02-04 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2005-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 9 — Asset management | present | 2005-03-24 |
| UBS Derivatives Hong Kong Limited | Rep | Type 9 — Asset management | present | 2005-02-07 |