Alistair Hugo Holroyd
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alistair Hugo Holroyd, a licensed Representative with CE reference BAW840. Currently licensed at 2 firm(s): UBS Securities Hong Kong Limited, UBS Securities Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2019-02-22 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2016-12-19 | present |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2014-02-07 | present |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2013-02-25 | present |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2015-11-25 | 2016-12-18 |