Savio Joseph Pulpel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Savio Joseph Pulpel, a licensed Responsible Officer with CE reference AXF534. Currently licensed at 1 firm(s): Citadel Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citadel Securities (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2025-12-30 | present |
| Citadel Securities (Hong Kong) Limited |
RO | Type 2 — Dealing in futures contracts | 2025-12-30 | present |
| Citadel Securities (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2025-10-30 | 2025-12-30 |
| Citadel Securities (Hong Kong) Limited |
Rep | Type 2 — Dealing in futures contracts | 2025-10-30 | 2025-12-30 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-12-19 | 2025-06-03 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2016-12-19 | 2025-06-03 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-05-03 | 2025-06-03 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2011-05-03 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2011-05-03 | 2025-06-03 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2011-05-03 | 2016-12-18 |