Cedric Cham Pong Chan

陳湛邦
CE No. ANF221 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cedric Cham Pong Chan (陳湛邦), a licensed Representative with CE reference ANF221. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Huatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
Rep Type 1 — Dealing in securities 2015-11-24 present
HSBC Securities Brokers (Asia) Limited
滙豐證券經紀(亞洲)有限公司
Rep Type 7 — Providing automated trading services 2011-03-22 2015-09-19
HSBC Securities Brokers (Asia) Limited
滙豐證券經紀(亞洲)有限公司
Rep Type 1 — Dealing in securities 2010-06-10 2015-09-19
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 — Dealing in securities 2006-03-24 2009-07-16

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