James Michael Busta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Michael Busta ( ), a licensed former licensee with CE reference AWC450. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-30 | 2014-08-21 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-15 | 2010-12-30 |