Andrew Jonathan Baker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Jonathan Baker ( ), a licensed former licensee with CE reference AYX117. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-27 | 2018-03-28 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 7 — Providing automated trading services | 2012-01-27 | 2018-03-28 |