Herve Pierre Alexandre Semin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Herve Pierre Alexandre Semin, a licensed Responsible Officer with CE reference AQQ331. Currently licensed at 1 firm(s): HSBC Securities Brokers (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-26 | present |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-11 | 2022-10-26 |