Frank Bormann
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank Bormann ( ), a licensed former licensee with CE reference AOP021. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2007-06-27 | 2010-10-26 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-21 | 2007-06-27 |