Jefferson Saunders
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jefferson Saunders ( ), a licensed former licensee with CE reference ASL881. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 7 — Providing automated trading services | 2011-03-04 | 2016-01-30 |
| HSBC Securities (Asia) Limited | RO | Type 1 — Dealing in securities | 2009-03-31 | 2016-01-30 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2009-03-31 | 2016-01-30 |