Hossein Zaimi
薛浩成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hossein Zaimi (薛浩成), a licensed former licensee with CE reference BGU210. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-15 | 2024-05-31 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-02-15 | 2024-05-31 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-25 | 2023-02-15 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-07-25 | 2023-02-15 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-27 | 2020-07-27 |
| HSBC Securities (Asia) Limited | RO | Type 1 — Dealing in securities | 2017-12-27 | 2018-08-31 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 7 — Providing automated trading services | 2017-12-27 | 2020-07-27 |