Otto Chun Shing Chan
陳鎮成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Otto Chun Shing Chan (陳鎮成), a licensed former licensee with CE reference AAF999. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Triskele Capital Management Limited 卓司高資產管理有限公司 |
RO | Type 4 — Advising on securities | 2007-04-11 | 2013-10-23 |
| Triskele Capital Management Limited 卓司高資產管理有限公司 |
RO | Type 9 — Asset management | 2007-04-11 | 2013-10-23 |
| HSBC Securities (Asia) Limited | RO | Type 1 — Dealing in securities | present | 2006-09-07 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-09-07 |
| HSBC Securities (Asia) Limited | RO | Type 4 — Advising on securities | present | 2004-02-20 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 4 — Advising on securities | present | 2004-02-20 |
| HSBC Securities (Asia) Limited | RO | Type 6 — Advising on corporate finance | present | 2004-02-20 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-02-20 |
| HSBC Securities (Asia) Limited | RO | Type 9 — Asset management | present | 2004-02-20 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 9 — Asset management | present | 2004-02-20 |