Zhi (SFC:BGG860) Chen
陳智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhi (SFC:BGG860) Chen (陳智), a licensed former licensee with CE reference BGG860. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-26 | 2022-11-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-08-26 | 2022-11-22 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2018-11-23 | 2021-06-30 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-30 | 2018-10-27 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-09-30 | 2018-10-27 |