Edmond Ka Ho Tin
田家豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edmond Ka Ho Tin (田家豪), a licensed Responsible Officer with CE reference AMJ254. Currently licensed at 1 firm(s): HSBC Corporate Finance (Hong Kong) Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | 2018-07-17 | present |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2017-01-26 | 2018-07-17 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2014-07-08 | 2016-09-27 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2014-07-08 | 2016-09-27 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2014-07-08 | 2016-09-27 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2014-07-08 | 2016-09-27 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2014-07-08 | 2016-09-27 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2014-07-08 | 2016-09-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-08-16 | 2014-07-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-08-16 | 2014-07-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2005-08-16 | 2014-07-08 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2005-08-16 | 2014-07-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2005-08-16 | 2014-07-08 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2005-08-16 | 2014-07-08 |