Bardin John Davis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bardin John Davis ( ), a licensed former licensee with CE reference APK787. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | 2013-01-09 | 2017-08-31 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2012-10-11 | 2013-01-09 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2008-12-17 | 2012-07-02 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-12-17 | 2012-07-02 |
| Macquarie Corporate (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | 2008-12-17 | 2012-07-02 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-15 | 2008-12-17 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-08-15 | 2008-12-17 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2007-08-15 | 2008-12-17 |