Raymond Man Fai Li
李文輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Man Fai Li (李文輝), a licensed former licensee with CE reference ADT897. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-02 | 2025-12-01 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-07-02 | 2025-12-01 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-29 | 2019-12-12 |
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-03-14 | 2019-12-12 |
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-02-09 | 2017-03-14 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-11 | 2014-11-03 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-10-13 | 2011-06-14 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-14 | 2009-07-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-14 | 2009-07-31 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-01-18 | 2011-06-14 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-05-25 | 2011-06-14 |
| HSBC Corporate Finance (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2004-09-03 | 2006-04-10 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2004-07-30 | 2004-09-03 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | present | 2005-11-14 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-04-10 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2003-08-29 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-29 |
| HSBC Securities (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-08-29 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-29 |
| HSBC Securities (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-08-29 |
| HSBC Futures (Singapore) Pte Ltd | RO | Type 2 — Dealing in futures contracts | present | 2006-04-10 |
| HSBC Futures (Singapore) Pte Ltd | RO | Type 5 — Advising on futures contracts | present | 2003-08-29 |
| HSBC Futures (Singapore) Pte Ltd | RO | Type 9 — Asset management | present | 2003-08-29 |