Lawrence Ka Ming Chu

朱家明
CE No. AVC355 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawrence Ka Ming Chu (朱家明), a licensed Responsible Officer with CE reference AVC355. Currently licensed at 1 firm(s): HSBC Corporate Finance (Hong Kong) Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 3.

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Licence history

FirmRoleRegulated activityFromTo
HSBC Corporate Finance (Hong Kong) Limited RO Type 6 — Advising on corporate finance 2021-08-26 present
HSBC Corporate Finance (Hong Kong) Limited Rep Type 6 — Advising on corporate finance 2021-08-25 2021-08-26
HSBC Corporate Finance (Hong Kong) Limited RO Type 6 — Advising on corporate finance 2012-03-30 2017-01-12

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