Yiyun Cao
曹逸云
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiyun Cao (曹逸云), a licensed former licensee with CE reference BFN647. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Long Bridge HK Limited 長橋證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2025-03-26 | 2025-06-29 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2023-03-15 | 2024-04-17 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-04 | 2022-10-14 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-12 | 2022-10-14 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-10-12 | 2022-10-14 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-20 | 2020-09-25 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-07-20 | 2020-09-25 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-08 | 2017-06-14 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-29 | 2016-10-06 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-05-29 | 2016-10-06 |