Kesava Rajat Panikkar
斑徭畯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kesava Rajat Panikkar (斑徭畯), a licensed former licensee with CE reference AVQ218. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Red Sun Capital Limited 紅日資本有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-10 | 2022-10-07 |
| Red Sun Capital Limited 紅日資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-08-10 | 2022-10-07 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 1 — Dealing in securities | 2017-04-26 | 2018-06-30 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-04-26 | 2018-06-30 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-03 | 2017-04-26 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-03-03 | 2017-04-26 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-06-25 | 2016-09-05 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-06-25 | 2016-09-05 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-06-25 | 2016-09-05 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-16 | 2014-06-25 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-16 | 2014-06-25 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-03 | 2013-02-07 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-07-03 | 2013-02-07 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-06 | 2012-06-30 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-08-06 | 2012-06-30 |