Thomas Peter Gunnersen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Peter Gunnersen ( ), a licensed former licensee with CE reference AVH034. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-05-30 | 2019-06-30 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-05-30 | 2019-06-30 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-11 | 2014-05-30 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-11 | 2014-05-30 |
| Frontier Asia Capital Hong Kong Limited 飛騰亞洲基金有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-31 | 2010-08-31 |
| Frontier Asia Capital Hong Kong Limited 飛騰亞洲基金有限公司 |
Rep | Type 9 — Asset management | 2010-05-31 | 2010-08-31 |