Peter Joseph O'Malley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Joseph O'Malley ( ), a licensed former licensee with CE reference BBH884. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-11-27 | 2014-02-20 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-11-27 | 2014-02-20 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-22 | 2013-11-27 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-22 | 2013-11-27 |