Saul George Raccah
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Saul George Raccah ( ), a licensed former licensee with CE reference APD694. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tor Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2019-07-04 | 2022-02-09 |
| Green Capital Limited 綠色資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-02-14 | 2017-09-30 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-21 | 2014-02-10 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-21 | 2014-02-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-17 | 2013-01-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-09-17 | 2013-01-14 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-04 | 2007-08-23 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2007-07-04 | 2007-08-23 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-07-04 | 2007-08-23 |